Agreements required for customers using ROX:
Trading Agreement (Terms and Conditions of Computer Trading and Rox Use)
Acknowledgement of Trading Agreement (Requires Customer signature)
Not sure if you are a Professional or Nonprofessional?
Read the policy: Policy - Non-Professional Subscribers
Account Opening for Security Accounts (includes tax forms):
Important information about procedures for opening a new account:
To help the government fight the funding of terrorism and money laundering activities, you will need to provide us with reasonably satisfactory evidence of the identity of your legal entity, directors, officers, associates, employees or agents, and such other matters as we may require in each case.
What this means for you:
When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may ask to see your passport or other governemnt issued identifying documents.